Latest Articles

Lloyds Banking Group and FCA fines: A cautionary tale in the importance of proper conduct

The Financial Conduct Authority (FCA) have issued a fine of over £64m to Lloyds Banking Group for the mishandling of mortgage customers in arrears between 2011 and 2015.

Introducing Pentana Compliance to our Pentana family

SMCR Compliance: Remote working vs Manual Process

Culture and conduct: why SM&CR and effective risk management is paramount

Pentana Compliance FAQs

Insights into Regulatory Compliance Trends

Responding to the FCA Dear CEO Letters and SMCR requirements