Pentana Compliance

Pentana Compliance update 6.4.9

06 September 2021

This update includes the following:



FCA Directory Improvements

  • Multiple Add Report
  • Improved Navigation between Bulk Amendments screen and Report
  • Auditing added to Individual Reference Number, National Insurance Number and Nationality on User Details screen
  • Delta Engine results in Admin area show a breakdown between the number of Single Add/Amend, Bulk Amendments and Multiple Add changes
  • Directory Delta Engine Email also sent when there are no changes


SMR Module

  • Handling of Ended Legal Entities
  • Access for Business Managers
  • Link to Statement of Responsibility (SOR) Text added to SOR Reports screen
  • Addition of Filters to Legal Entities list
  • Addition of Filters to Committees list
  • Back button added to Senior Manager Feedback screen
  • Wizard to import Senior Manager allocations between draft Maps



  • Reduction in fields and cullapsing of Details panel on Track Steps list
  • Improvements to Track allocation wizard
  • Bulk Termination wizard
  • Filter to hide Terminated steps
  • Disclosure icons added to Tracks list in maintenance area


Assessment Process Dashboards

  • Configuration improvements
    • Easier access to permissions
    • Preview from config screen
  • Completed Date and Completed By added as optional Tile drilldown culumns
  • Completed Date added as new optional filter


Competency Testing

  • Label changes
  • Reduce information displayed on Test Details prior to taking a test
  • Reduce information displayed on Test Versions within admin area


Homepage Tiles

  • New Senior Managers Regime (SMR) Tile
  • New Continuing Professional Development (CPD) Portal Tile



  • Brand new Statement of Professional Standing (SPS) Import


Training Management

  • Training Course list usability and performance improvements
  • Training Nominations list usability and performance improvements
  • Training Events list usability and performance improvements


  • Assessment Booking Attachment
    • Improved document uploader to support multiple simultaneous uploads (including drag and drop)


  • User Positions List
    • Disclosure icons added to improve user experienced